Tobacco and Smoke-Free Campus Policy

Type of Policy
Administrative
Policy No
5.15
Effective Date
Last Revised
Review Date
Policy Owner
Human Resources
Policy Owners
Administration and Finance
Human Resources
Student Health Services
Contact Names
Julie-Anne Williamson, Assistant VP, Administration and Finance, julieanne.williamson@carnegie.gatech.edu,
Eric White, Strategic Performance Consultant, eric.white@ohr.gatech.edu,
Suzy Harrington, Executive Director, Health & Well-Being, suzy.harrington@gatech.edu
Policy Statement

The Georgia Institute of Technology is committed to taking all practical measures to create a safe and healthy work environment for all students, faculty, staff, and visitors. Georgia Tech complies with the Board of Regents Tobacco and Smoke-Free Campus Policy (6.10).

Compliance
Management is responsible for ensuring adherence to the policy. Violators of this policy may be subject to disciplinary action. Questions or concerns regarding this policy or other related matters should be addressed to the appropriate department manager or to the Office of Human Resources.

Policy History
Revision Date Author Description
10-2015 Policy Specialist Policy Owner and contacts update
10-2014 Human Resources Updates to verbiage

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Progressive Discipline

Type of Policy
Administrative
Policy No
5.13
Effective Date
Last Revised
Review Date
Policy Owner
Human Resources
Contact Name
Alexa Jackson-Presley
Contact Title
Sr. Director - Employee Performance
Contact Email
ajackson411@gatech.edu
Reason for Policy

To improve performance, attendance, and/or behavior by coaching employees and encouraging ownership of their job and career

Policy Statement

Progressive Discipline is a constructive and corrective approach to solving work related performance, attendance, and/or behavior concerns. Through this process, employees are provided with the information needed to understand what aspect of their work performance, attendance, and/or behavior is unacceptable and what improvements are needed to demonstrate success.

Scope

Entities Affected By This Policy 
All staff at the Georgia Institute of Technology should be aware of this policy.

Who Should Read This Policy 
All staff at the Georgia Institute of Technology should be aware of this policy.

Procedures

Overview

It is the responsibility of all employees to adhere to the expectations outlined by their supervisor and to the standard of conduct at Georgia Tech. When employees fail to uphold these standards, the progressive disciplinary process may be utilized. However, there is no required number or sequence of warnings or reprimands that must take place before an employee is terminated. Further, some circumstances may warrant immediate termination.

If the progressive discipline process is used, managers must document the steps of the process as they occur. The steps involved in the process may include: verbal warning, written warning, final written warning, suspension, and termination. Performance and Talent Management (PTM) will review all supervisory recommendations involving disciplinary suspension, investigative suspension, demotion, or discharge and approve or deny such recommendations prior to actions being taken. As part of that process, PTM will review all disciplinary actions that have occurred to ensure they have been fairly administered and are consistent with policy and past practice.

Process/Procedures

For less severe infractions, the initial disciplinary action may be a verbal warning. The discussion between the employee and manager should be serious and professional in manner to ensure that the employee clearly understands the established standards and expectations with regard to his/her unacceptable performance or behavior. A written record of the date and content of the discussion should be maintained in the appropriate file.

A written warning may be issued if the unacceptable behavior is more severe or frequent in nature and/or a verbal warning has already been issued. The written warning should outline the undesirable behavior, state expectations, and indicate the consequences that will occur if there is no improvement in performance. Written warnings should be forwarded to the Office of Human Resources for placement in the employee’s official personnel file.

Suspension without pay may follow a verbal or written warning or may be the first disciplinary action taken if warranted by the circumstances. Prior to suspending an employee, managers must obtain approval from PTM in the Office of Human Resources and supply appropriate supporting documentation. The length of the suspension will depend on the facts of each case such as type and severity of the behavior, previous work performance of the employee, and prior disciplinary actions. The suspension letter should outline the undesirable behavior, state expectations, and indicate the consequences that will occur if there is not any improvement. A copy of the letter should be forwarded to the Office of Human Resources for placement in the employee’s official personnel file.

An employee may be suspended without pay for serious infractions of workplace conduct rules, including, but not limited to, rules prohibiting sexual harassment, workplace violence or drug or alcohol use, or for violations of state or federal laws. Exempt employees may be suspended without pay for serious misconduct, but may not be suspended for performance or attendance issues. Deductions from the pay of an exempt employee may be made for suspensions of one or more full days imposed for disciplinary reasons for infractions of workplace conduct rules, and such disciplinary deductions may only be made in full day increments.

An employee may be placed on an investigative suspension because of alleged serious misconduct. In these cases, the employee is removed from the workplace while the Office of Human Resources investigates the matter. Normally investigative suspension is leave with pay. The Office of Human Resources must approve any investigative suspension.

Termination may be advised when an employee has engaged in serious misconduct or has not corrected performance and/or behavior. Prior to dismissing an employee, managers must obtain approval from PTM in the Office of Human Resources and supply appropriate supporting documentation. If approved, the written letter of termination includes the reason for termination, effective date, and information regarding the appeal process.

Please refer to Progressive Discipline Procedures for additional information on documentation, counseling, and responsibilities for managers.

Responsibilities
PartyResponsibility
Performance and Talent ManagementOffer assistance with policy interpretation.

 

Related Documents
Policy History
Change madeDate
Policy streamlined, separated procedures; added and revised language regarding suspension of exempt employees 07/05/2012

 

 

Parking

Type of Policy
Administrative
Policy No
5.11
Effective Date
Last Revised
Review Date
Contact Name
Sherry Davidson
Contact Title
Sr. Director-PTS
Contact Email
sherry.davidson@pts.gatech.edu
Policy Statement

All motor vehicles parked by faculty, staff, students, visitors, contractors/vendors of the Georgia Institute of Technology on Institute controlled parking areas must display a valid parking permit or be parked in designated visitor/metered parking areas. Parking permits may be purchased at the Office of Parking and Transportation Services (PTS), located at 828 West Peachtree Street N.W. Complying with the Institute's parking rules and regulations will help ensure an effective parking control program for the benefit of the entire campus community. Everyone's cooperation is essential. Penalties and fines have been established for violation of the campus parking regulations.

Carpooling, and using alternative transportation to single-occupancy vehicles, such as MARTA, Georgia Regional Transportation Authority, Cobb County Transit, and Gwinnett County Transportation are encouraged. Payroll deduction is available for some of the transit alternatives. Check with the PTS office at 404/385-RIDE (7433) for more information.

Procedures

A parking permit may be obtained by bringing a copy of the vehicle registration and BuzzCard (or other photo identification) to the Office of Parking and Transportation Services. Full-time (benefits-eligible) faculty and staff may also choose payroll deduction as a payment option. Temporary employees are not eligible for this option, and must make payment in full at the time of purchase via cash, check, or charge.

Visitors may purchase temporary parking permits from the Office of Parking and Transportation Services, or park in designated visitor parking areas or at meters and pay the posted rate. Vehicle registration and a driver’s license are required to purchase visitor temporary permits.

Please visit Parking and Transportation Services' web page at: http://www.pts.gatech.edu to obtain a campus parking map, a complete set of parking rules and regulations, lot designations, parking rates, visitor and special event parking, and alternative transportation options.

Parking and Transportation Services’ telephone number is 404-385-PARK (7275).

Policy History
Revision Date Author Description
01-12-2015 Parking and Transportation Update to verbiage

General Work Rules

Type of Policy
Administrative
Policy No
5.9
Effective Date
Last Revised
Review Date
Policy Owner
Human Resources
Contact Name
Alexa Jackson-Presley
Contact Title
Sr. Director - Employee Performance
Contact Email
ajackson411@gatech.edu
Policy Statement

It is important that each employee's conduct and performance support and promote Institute and department goals. Review the following rules to serve as a guide in achieving these goals:

Major Rule Violations
Major offenses include any willful, deliberate violation of Institute or safety rules of such a degree that continued employment of the individual may not be desirable. The following are examples of some offenses that may subject an employee to immediate discharge without warning:

  1. Any negligent act that might endanger the safety or lives of others or that might result in damage to or destruction of Institute property.
  2. Insubordination or refusal to perform work assignments properly.
  3. Willful, deliberate, or repeated violations of safety rules.
  4. Willfully falsifying any Institution records.
  5. Leaving Georgia Tech premises during working hours without permission of a supervisor.
  6. Deliberately abusing, destroying, damaging, or defacing Institute property or the property of others on Georgia Tech premises.
  7. Gambling, possession or use of liquor or narcotics, or the unlawful possession of firearms or other dangerous weapons on Institute premises.
  8. Fighting on Georgia Tech premises.
  9. Failure to return to work on expiration of vacation or leave of absence.
  10. Disclosure of confidential Institute information to unauthorized persons.
  11. Taking Institute or other employee's property for one's own use.
  12. Repeated failure to meet financial obligations.
  13. Sexual misconduct.
  14. Failure to cooperate fully in an authorized internal investigation.
  15. Failure to meet the qualifications for the job or terms and conditions of employment (i.e. failure to complete I-9 compliance, or other criteria set for in USG General Criteria for Employment Policy).
  16. Failure to report being charged with a crime (other than a minor traffic offense) to GTHR within 72 hours of becoming aware of such a charge.
  17. Failure to report being convicted of a crime (other than a minor traffic offense) to GTHR within 24 hours of becoming aware of the conviction.

Minor Rule
Rule violations of a minor nature include violations that may affect the continuity, efficiency of safety or work and will not be tolerated if repeated. Minor rule violations may result in either verbal or written warnings to the employee; however, repeated violations could lead to suspension and possibly termination. The following are examples of minor rule violations that may result in either verbal or written warnings to the employee:

  1. Excessive tardiness or absenteeism.
  2. Failure to notify the supervisor within the first two hours after start of shift on first day of absence.
  3. Failure to observe department working-hour schedules.
  4. Unsatisfactory work performance.
  5. Loafing or other abuse of time during assigned working hours.
  6. Interfering with another employee's performance of duties.
  7. Leaving regularly assigned work location without notifying the immediate supervisor (personal needs excepted).
  8. Performing unauthorized personal work on Georgia Tech time.
  9. Defacing bulletin boards or notices posted thereon.
  10. Minor violations of safety rules.
  11. Using Institute resources for personal work.
  12. Using any tobacco product anywhere on the Institute’s property as prohibited by the Board of Regents’ Tobacco and Smoke-Free Campus Policy.
  13. Failure to complete mandatory and required Institutional training.

The above lists are not intended to be all inclusive.

Georgia is an employment at will state. Cause is not necessary to terminate employment.

 

RevisionAuthorDescription
October 2023GTHRUpdated to conform with USG HRAP updates.
July 2015Office of Human ResourcesPolicy update.
June 2026Office of Human ResourcesNew Policy.

 

Cash Handling Procedures

Type of Policy
Administrative
Policy No
1.4.4
Review Date
Policy Owner
Bursar’s Office
Contact Name
Gloria J. Kobus
Contact Title
Bursar
Contact Email
gloria.kobus@business.gatech.edu
Reason for Policy

This procedure provides general guidelines for the handling of cash receipts by campus units.

Procedures

Each department/unit is responsible for the funds it receives for the Institute. Cash receipts must be officially recorded on a cash register, approved validating equipment, or in official pre-numbered receipt books. If the receiving location receives an average of $250 per day in cash or checks through the mail, mail receipts should be listed on a checks received log form by someone other than the person who prepares the deposit slip.
The list should be updated with the number of the deposit slip which includes the checks on the list.
All checks in payment of amounts due the Institute must be made payable to "Georgia Institute of Technology." Checks should not be made payable to departments, department heads, or any Institute officials or employees designated by name. If checks are received with the payee improperly designated, but yet deemed acceptable for deposit to Georgia Tech, they should be appropriately endorsed as payable to Georgia Institute of Technology so that they can be properly endorsed to the credit of the Institute by the Bursar. If checks of a repetitive nature are received without the proper payee designation, the drawer should be informed to make future checks payable to "Georgia Institute of Technology."

Separation of Duties
Duties of employee should be appropriately separated between the receiving of Institute receipts and the record keeping and preparation of deposits with the Bursar's Office. No one person should be responsible for all these functions.

Custody and Safekeeping of Receipts

  1. Department heads should make certain that proper safekeeping facilities are available and that proper safeguards are taken to protect Institute funds until they are appropriately deposited with the Bursar's Office or as otherwise designated. Cash or checks payable to the Institute should never be transmitted through campus mail. The number of employees having access to Money stored in a department or unit should be limited. Cash should not be left unsecured overnight. If unusually large sums are on hand after normal hours, arrangements should be made for use of a night depository. A security officer may be requested to accompany the deposits to their destinations.
  2. Cash register procedures should be prepared by departmental personnel in the form of written documentation and approved by Accounting Services. These procedures should contain over-ring documentation, documentation of change fund counts by cashiers, proper check-out policies and documentation, cash register tape retention plans, and other policies as deemed necessary in each situation by management. Cash register tape retention practices and proper references of deposits to daily cash register totals are subject to review and/or audit by authorized personnel in the General Accounting Department or the Internal Audit Department.
  3. Locations which operate cash registers or have average daily receipts over $250 should prepare a daily cash report. This report should include receipt numbers used and/or register totals, amount to be deposited, and cash overages and shortages. These reports should be retained in date order in the receiving location for a period of three years. Receiving locations which currently have cash reconciliation forms which contain the same basic information may continue to use them.

Research Faculty Compensation Administration

Type of Policy
Administrative
Policy No
4.3
Effective Date
Review Date
Contact Name
David Bamburowski
Contact Title
Director of Academic & Research Faculty Affairs
Contact Email
dbam@gatech.edu
Reason for Policy

The Georgia Institute of Technology is committed to a Compensation Program for research faculty employees that is externally competitive, internally equitable, promotes retention of good performers and encourages exceptional performance. To this end, the program has been designed to attract and retain the quality and quantity of research faculty personnel required to collectively meet Institute objectives.

Procedures

Compensation Administration Responsibilities

The Research Faculty Employment unit of the Office of Human Resources (OHR) will be responsible for:

  1. Developing and administering compensation policy and procedures applicable to research faculty personnel.
  2. Monitoring and reporting on external markets relative to internal compensation practices.
  3. Reviewing pay related transactions for research faculty personnel to ensure consistency with published policy.
  4. Researching and analyzing published compensation survey data to ensure that proposed salary offers to candidates for open research positions as well as the pay practices for current research faculty are reasonable.

Starting Pay Rates

Education and Job Related Direct Experience
Each open research faculty position is posted with specific requirements for level of education and the number of years of direct job related experience.

Assessment of an individual's qualifications begins with a review of the resume and application to determine the appropriateness of the proposed title and to determine if job qualifications are met.

The results of an assessment of an individual's education, skills and experience as well as job responsibilities ultimately determine the pay rate that will be offered upon employment.

Hiring Range
In determining the appropriateness of a salary offer, data from the most recent Watson Wyatt Survey Reports is referenced. These reports cover professional, middle and top management compensation paid in various markets., The data is compared to the proposed candidate’s degree level, degree major, and years since first degree, experience, knowledge, and responsibilities of the position being filled.

Starting pay rates for new employees as well as those being promoted to a new position are normally set between the 25th percentile, and 75th percentile of survey data reported based on that individual employee’s credentials. The positioning within that range is dependent upon the amount of directly related job experience beyond the basic job requirements that the incumbent brings to the job, as well as market demand for that individual's expertise and credentials.

Processing Offer Rates

A candidate's proposed offer rate will be included in the hiring package when it is forwarded by the hiring department/HR Representative to OHR. The offer rate will be reviewed by OHR – Research Faculty Employment. This review will determine whether the offer is within the hiring range as defined in this policy and appropriate to the candidate’s education and experience or if it exceeds those guidelines.

If OHR – Research Faculty Employment determines that the offer rate is within the guidelines, the hiring package is routed to the Vice Provost for Research and Dean of Graduate Studies for approval. If not, the hiring package is forwarded to OHR - Compensation for further review.

OHR – Compensation will conduct an analysis of the offer relative to guidelines and special circumstances, usually including a discussion with the hiring department. OHR - Compensation will then document the analysis and forward to OHR – Research Faculty Employment with recommendation for approval or disapproval.

OHR – Research Faculty Employment notifies the hiring department that either an exception is in order or that there appears to be no justification for the rate exceeding guidelines. Any appeals from the hiring department are routed to the Associate Vice President - Human Resources for disposition with the department and the Vice President for Research and Dean of Graduate Studies.

Offers should not be extended until all required approvals have been obtained. Every effort will be taken to ensure the review process occurs in a timely manner.

Monitoring Competitiveness

Participating in and analyzing the results of compensation surveys is the primary means of monitoring the competitiveness of pay rates for research faculty personnel. Through this process, pay rates of research faculty personnel are systematically compared to appropriate external markets on an annual basis. The purpose of these comparisons is to ensure that the Institute’s pay practice is maintained at competitive levels and where this is determined not to be the case, to take corrective action as appropriate.

Job Mapping
Compensation comparisons are accomplished through a process of job mapping. Research faculty employees whose job assignments in terms of discipline, educational level, work experience and work assignment are similar to or essential the same as those contained in external survey organizational models and job descriptions are matched up or mapped. This process can apply to several research faculty personnel being mapped to a single survey job description or an single employee’s job duties mapped to a single survey job description.

Compensation Comparison
As these matches are made, the pay rates of Institute research personnel are compared to the median of the survey job match within an appropriate market and differences noted. In this process, care is taken to ensure, to the extent possible, the appropriateness of the market to which comparison is made. Given that the source for attracting new and experienced research personnel may cover multiple geographic areas and organizational types, the national market for all survey participants is generally referenced for comparison purposes. Additionally, the compensation comparison process may include supplemental analyses related to additional cash compensation and benefits values associated with research personnel relative to comparable external market data. The results of the comparison process is summarized in tabular and report form and incorporated in the written report on Institute compensation referenced in Section 4.2 – Compensation Program Review and Approval.

Pay Adjustments

Promotions
A promotion normally occurs during the annual research faculty peer reviewed promotion process. The annual promotion process is scheduled in conjunction with the beginning of the fiscal year (July 1). In any case, an established set of hiring or promotion criteria determines the research faculty title category, i.e., research engineer/scientist/technologist/associate, and level, i.e., I/II/Senior/Principal, to which the faculty member may be elevated.

Merit Adjustments
A merit adjustment may occur as a result of the demonstration of performance relative to job expectations as determined through an annual evaluation. The merit adjustment funding is a result of the actions of the General Assembly and Board of Regents of the University System of Georgia. Merit adjustments are awarded on an annual basis following legislative and Board of Regents approval. There are no strict guidelines regarding the amount of merit increase that should be associated with a given level of performance. However, it is strongly encouraged that significant differences in performance should yield significant differences in reward.

Lateral Transfers
A lateral transfer occurs when an employee is moved to a research faculty position with the same level as the one previously assigned. The reasons for such action are: 1) a simple transfer from one position to another of the same level, particularly when funding ceases to exist in the position previously assigned, 2) the employee has bid for a research faculty position of the same level they currently occupy but in a different department 3) placement in a temporary assignment. Any requests for lateral pay adjustments should be referred to the Office of Human Resources prior to completing a PSF.
Normally pay adjustments are not made as a result of a lateral transfer. Only in cases of extenuating circumstances will an adjustment be considered.
Other Pay Adjustments
Other pay adjustments include those for market equity, increased responsibilities and interim assignments. Requests for these type adjustments should be made in memo form to the Office of Human Resources and include an explanation of why the adjustment is necessary and, in the case of market equity, comparable survey titles matching the position in question.

Processing Pay Adjustments

Processing Pay Adjustments (other than annual merit)
Pay adjustments other than merit adjustments include transfers to interim positions, market adjustments, or acceptance of additional responsibilities and duties, etc.

For these pay adjustments a Personal Services Form (PSF) and justification letter should be completed by the individual's supervisor, approved by appropriate unit management and routed to OHR – Research Faculty Employment.

OHR- Research Faculty Employment will conduct an analysis of the requested adjustment relative to job responsibilities, market and internal equity and may require review by OHR – Compensation. Approval is then sought from the Office of the President, notification sent to the Board of Regents and forwarded to Payroll for processing.

For pay adjustments that do not appear to be supported by market survey data, OHR- Research Faculty Employment or Compensation will contact the unit's Human Resources Representative and discuss the proposed adjustment. This will take in to account not only the market data but also the individual’s credentials and experience. Adjustments that can not be resolved at this stage require final resolution by the Associate Vice President of Human Resources and if necessary, the Vice-Provost for Research as designee for the President.

Pay adjustments are not to be discussed with the employee until all necessary approvals are obtained.

Processing Pay Adjustments (annual merit)
Annual merit adjustments are not processed using the PSF. The Budget Office is responsible for gathering, monitoring and routing documentation associated with these adjustments to Payroll.

Communicating Annual Merit Pay Adjustments

The supervisor should notify the employee in writing that the adjustment is forthcoming. This should occur no later than the effective date of the increase. A copy of the memo should be sent to OHR-Records for inclusion in the employee's personnel file.

Family and Medical Leave Act Policy

Type of Policy
Administrative
Policy No
2.12
Effective Date
Last Revised
Review Date
Policy Owner
Human Resources
Contact Title
Director of Benefits and Retirement - GTHR
Contact Email
chatchett6@gatech.edu
Reason for Policy

This policy ensures that the Georgia Institute of Technology complies with the University System of Georgia (USG) policy in providing leave to eligible employees under the Family and Medical Leave Act (FMLA).

Policy Statement

The Family Medical Leave Act allows employees to balance work and family life using paid and unpaid leave for certain family and medical reasons. Employees should refer to the related documents/resources cited in this policy, as well as consult GTHR for additional information. For more information on the FMLA process, refer to the GTHR to GTHR Benefits Website https://benefits.hr.gatech.edu/fmla/

Job Restoration and Health Benefits
During FMLA leave, the Institute will maintain the employee’s health coverage under any group health plan on the same terms as if the employee had continued to work, provided the employee continues to pay their portion of the premium. Use of FMLA leave cannot result in the loss of any employment benefit that accrued prior to the start of an employee leave.

An employee generally has a right to return to the same position or an equivalent position in terms of pay, benefits, and working conditions. Certain employees may be denied job restoration if they are among the highest-paid 10% of employees and if such denial is necessary to prevent substantial and grievous injury to the operations of Georgia Tech.

Adverse action or discrimination is prohibited against an employee or prospective employee who has taken FMLA leave and interference with any rights provided by FMLA will not be tolerated, including:

• Refusing to authorize FMLA leave for an eligible employee
• Discouraging an employee from using FMLA leave
• Changing the essential functions of the employee’s job to preclude the taking of FMLA leave
• Reducing hours of work to avoid employee eligibility.

FMLA Leave Entitlement
The Family Medical Leave Act (FMLA) entitles eligible employees to take up to 12 weeks of unpaid, job protected leave each year. An employee must be employed for at least one year and have worked at least 1,250 hours during the previous 12 months. Eligible employees may use FMLA leave intermittently or in one continuous block for the following reasons:

• Birth or placement of a child (for adoption or foster care)
• To bond with a newborn or a newly placed child (must be taken within the first 12 months of the child's birth or placement in the home)
• The employee’s own serious health condition or providing care for the employee’s child, spouse, or parent with a serious health condition.
• Any period of incapacity or treatment connected with inpatient hospital care, hospice, or residential medical care facility
• Any period of incapacity, sporadic absence from work, school, or other regular daily activities that also involve continuing treatment by a health care provider
• Continuing treatment by a health care provider for a chronic or long-term health condition that is incurable or so serious that, if not treated, would likely result in a period of incapacity.

Qualifying Exigency Leave: When a qualifying exigency arises because the employee’s spouse, son, daughter, or parent is on active duty, or has been notified of an impending call or order to covered active-duty status. Qualifying exigencies leave may include:                                                                                                                                                                                    
• short notice deployment (seven (7) days’ notice or less and only available for seven (7) days total)
• military events and related activities (such as ceremonies and briefings)
• childcare and school activities (for non-routine matters),
• financial and legal arrangements, counseling, rest and relaxation (up to five (5) days)
• post-deployment activities (including debriefings or funeral services for up to 90 days following the termination of the covered military member’s active-duty status),
• and any additional activities agreed upon by the Institute and employee.

Military Caregiver Leave: Eligible employees who are the spouse, son, daughter, parent, or next of kin of a covered service member who is recovering from a serious illness or injury sustained in the line of duty on active duty is entitled to up to 26 weeks of leave in a single 12-month period to care for the service member. Military caregiver leave is available during a single 12-month period during which an eligible employee is entitled to a combined total of 26 weeks of FMLA leave. A single 12-month period begins on the 1st day the employee takes military leave and ends 12 months later.

Covered Active Duty Leave: A member of the Armed Forces, including a member of the National Guard and Reserves, who is undergoing medical treatment, recuperation, or therapy, is otherwise in outpatient status, or is otherwise on the temporary disability retired list, for a serious injury or illness, OR a veteran who is undergoing medical treatment, recuperation or therapy for a serious injury or illness and who was a member of the Armed Forces, including the National Guard and Reserves, at any time during the five-year period preceding the date on which the veteran undergoes medical treatment, recuperation, or therapy.
                                                                                                                                                                                          

Serious Health Condition:
• Conditions requiring an overnight stay in a hospital or other medical care facility.
• Conditions that incapacitate you or your family member (for example, unable to work or attend school) for more than three consecutive days and have ongoing medical treatment (either multiple appointments with a health care provider, or a single appointment and follow-up care such as prescription medication).
• Chronic conditions that cause occasional periods when you or your family member are incapacitated and require treatment by a health care provider at least twice a year; and
• Pregnancy (including prenatal medical appointments, incapacity due to morning sickness, and medically required bed rest).

Leave Entitlement When Multiple Events Occur
Employees may have one or more qualifying reasons for leave during the twelve-month period; however the leave entitlement is limited to 12 weeks, except for military caregiver leave, which is 26 weeks.

Paid Parental Leave
Paid Parental Leave, when taken due to the birth or placement of a child (for adoption or foster care), will also count towards any available FMLA leave. In no case will the total amount of leave—whether paid or unpaid—granted to the employee under the FMLA exceed 12 weeks during the 12-month FMLA period. As required by USG, Paid Parental Leave must be used prior to accrued sick and vacation leave unless otherwise specified. After the Paid Parental Leave is exhausted, the balance of FMLA leave may be compensated through accrued sick, vacation, or other eligible accrued leave. Eligible employees do not have to meet FMLA requirements to utilize Paid Parental Leave.
Learn more about Paid Parental Leave and associated processes here.

Leave Entitlement When Spouses Work for the University System of Georgia (USG) If both the employee and the employee’s spouse work for the USG and are eligible for FMLA, then they are limited to a combined total of:                          
• 12 workweeks of FMLA leave during any 12-month period for the birth of a child or the placement of a child for adoption or foster care; or to care for an employee’s parent with a serious health condition
• Each employee may use up to 12 workweeks of FMLA leave during any 12-month period if the leave is for the care of the employee’s spouse or child with a serious health condition or the employee’s own serious health condition
• 26 workweeks during the single 12-month period if the leave is Military Caregiver Leave or a combination of Military Caregiver Leave and Family Medical Leave, Employee Medical Leave, or Qualifying Exigency Leave

Determining Eligibility for Leave
The institute uses a “rolling” 12-month period (rather than a fixed calendar, fiscal, or academic year) to determine eligibility for, and availability of, leave time under FMLA. The 12-month period is determined by reviewing the twelve months of employment prior to the date that employees request FMLA leave to begin. If the employee has not utilized the equivalent of 12 weeks of FMLA-qualifying leave during the 12 months prior to the designated date, then the employee is eligible to take leave on that date, provided that all other eligibility criteria are met.

Holidays During FMLA Leave
For purposes of determining the amount of leave used by an employee, the fact that a holiday may occur within the week taken as FMLA leave has no effect; the week is counted as a week of FMLA leave. However, if an employee is using FMLA leave in increments of less than one week, the holiday will not count against the employee’s FMLA entitlement unless the employee was otherwise scheduled and expected to work during the holiday. Similarly, if the Institute’s business operations have ceased and the employees are generally not expected to report for work for one or more weeks (i.e., during winter holiday break), then those days do not count against the employee’s FMLA entitlement.

Using Accrued Leave While on FMLA
FMLA leave is unpaid, and the Institute requires that employees use their accrued paid sick leave and/or vacation leave concurrently with FMLA leave before going into unpaid status.

Exception: If FMLA leave is granted because of an on-the-job injury, eligible employees have the option of taking unpaid leave even if sick and/or vacation leave is available.

Disability Insurance

Employees must be on an approved medical leave of absence under FMLA or ADA when approved disability benefits (short term and long term disability).

When on a medical leave of absence receiving disability benefits, employees must use available sick and/or vacation leave during the disability waiting period and will be placed in an unpaid leave status when benefits are payable. Remaining sick and/or vacation leave will be reserved for use after the employee returns from leave. 

Note: Personal leave can be requested to bond with a newborn (after the 6/8 week medical period for the birthing parent), newly adopted or foster placed child. Employees may use accrued vacation only or choose to be unpaid if absence is less than 30 days. Paid Parental leave must be used before going unpaid if eligible.

Intermittent and Reduced Schedules While on FMLA
If an employee is on intermittent or reduced schedule FMLA leave and would otherwise be required to work overtime hours, any overtime hours not worked during the leave period count as FMLA leave.

Although intermittent and reduced schedule leave are available for qualifying exigencies, Qualifying Exigency Leave counts against the employee’s total allotment of FMLA leave. The Institute may also request documentation of the need for qualifying exigency leave.

Employees who accept light-duty positions in lieu of taking time off from work under FMLA leave will not have the time spent on light duty counted against their FMLA entitlement.
Employees are expected to communicate with their supervisors about their need for intermittent leave prior to scheduling treatment in order to work out a schedule that best suits the needs of the employee and the Institute. In order to better accommodate the employee’s intermittent leave or reduced work schedule, the Institute may assign the employee to an alternative position with equivalent pay and benefits. The assignment of such an alternative position must be coordinated through the Employee Relations unit of the Office of Human Resources.

Providing Notice of the Need for FMLA
When FMLA leave is needed, the employee should make a request for leave in the Employee Self Service Portal and notify their supervisor (or HR representative). GTRI employees must request leave using the appropriate request forms located on the GTHR Benefits site under forms and guides.

When the need for FMLA leave is foreseeable, due to a planned medical treatment or other planned FMLA-qualifying event, the employee should make a request for leave at least 30 calendar days in advance of the start of leave, unless otherwise unforeseeable in which case the employee must request leave as early as circumstances permit. When possible, employees should make reasonable efforts to schedule leave for planned medical treatments so that they do not disrupt the Institute’s operations.

When the need for leave is not foreseeable, an employee must comply with the Institute’s usual and customary notice and procedural requirements, which include call-in procedures established by the employee’s department, absent unusual circumstances.

Previously Provided FMLA Leave
When an employee seeks leave due to a qualifying FMLA reason for which the Institute has previously provided the employee FMLA-protected leave, the employee must specifically reference the qualifying reason for leave.

Medical Documentation Requirements
In the case of medical conditions, the Institute may inquire further to determine if the leave is because of a serious health condition and may request a medical certification to support the need for such leave. The Institute may also request certification to support the need for leave for a qualifying exigency or for military caregiver leave.
Employees must provide the requested certification to the Institute within the time frame requested, unless not practicable to do so despite the employee’s diligent, good-faith efforts. The Institute may request recertification at some later date if there is reason to question the appropriateness of the leave or its duration. Failure to provide the required documentation may result in disapproval of the leave or a delay in its commencement.

Medical documentation is not required to start leave related to the birth of a child; however, confirmation of birth (after birth) is required for any use of Paid Parental Leave.
It is the sole discretion of GTHR, to question and confirm the validity of any medical documentation submitted and may reach out to the employee’s provider for any additional clarifying information. If there is a question regarding the medical opinion supporting the leave, a second opinion may be required with a health care provider chosen by GTHR at the Institute’s expense in order to support the need for leave. If the two opinions conflict, GTHR may request and pay for a third opinion. The third medical certification opinion will be final and binding.

Designation of Time Off as FMLA Leave
GTHR has the responsibility to designate any time off as FMLA that qualifies as such, even if the time is not specifically requested as FMLA leave by the employee. In these instances, a Designation Notice will be issued to the employee.

Recertification
The Institute may request recertification documentation no more often than every 30 days (except as indicated below) and only in connection with an absence by the employee. If the medical certification indicates that the minimum duration of the condition is more than 30 days, the Institute must wait until that minimum duration expires before requesting recertification. For example, if the medical certification states that an employee will be unable to work, whether continuously or on an intermittent basis, for 40 days, then the Institute must wait 40 days before requesting recertification.

The Institute may request recertification in less than 30 days if:
• The employee requests an extension of leave.
• Circumstances described by the previous certification have changed significantly (e.g. the duration or frequency of the absence, the nature or severity of the illness, complications).
• The Institute receives information that casts doubt upon the employee’s stated reason for the absence or the continuing validity of the certification.

Working While on FMLA
It is presumed that employees on FMLA for their own serious health conditions are not working outside of the Institute while on FMLA leave. Consulting or outside activity agreements may still apply. The protections of the FMLA will not, however, cover situations where:
• the reason for the leave no longer exists,
• the employee has not provided the required notices or certifications, or
• the employee has misrepresented the reason for leave.

Returning to Work
Employees are expected to return to work at the end of the approved FMLA leave. If the employee does not return, FMLA leave will be extended until exhausted, at which time, if additional leave is needed, the employee may request personal leave (refer to leave of absence policy). If the leave is related to their own serious health condition, the employee will be advised to request leave as a reasonable accommodation under the ADA (Americans with Disabilities Act). The granting of any such additional leave is at the discretion of the Institute and must meet the legal and policy requirements for leave to be granted. In no case may all leaves combined exceed 12 months. If an employee does not return and is not granted additional leave, employment ends on the last day of the approved FMLA leave.

Employees are required to present a Return Medical Evaluation completed by their healthcare provider prior to returning from any medical leave of absence related to their own serious health condition. The date the form is received by GTHR or the department will be the effective date of the employee’s return. Returns from Leave effective date will not be processed retroactively.

The Institute may require that the certification specifically addresses the employee’s ability to perform the essential functions of the employee’s job. If reasonable job safety concerns exist, the Institute may require a Return Medical Evaluation before an employee may return to work when the employee takes intermittent leave. A Return Medical Evaluation is not required for the birthing parent when returning to work after their medical period
 

Scope

This policy applies to all benefit-eligible faculty and staff of the Georgia Institute of Technology.

Responsibilities

Vice President and Chief Human Resources Officer (VP-CHRO)
Ensure consistent administration of family leave as governed by the FMLA.

GTHR Employee Relations
Consults with Human Resources on the effective utilization of policy and monitors for compliance.

Supervisors
Work with GTHR Benefits Leave Specialists to ensure that employees are aware of FMLA policy. Provide information to GTHR regarding employees requesting leave and returning to work.

Employees
Must notify their supervisor or HR Representative that they will need to take leave, if it is foreseeable. While on FMLA leave, employees should periodically check in with their supervisor or HR Representative regarding their status and intent to return to work.

GTHR Benefits
Works with employees and supervisors in the administration of FMLA. Provides notification of eligibility, reviews medical certification and designates leave. FMLA paperwork is maintained in GTHR in a file (separate from employee’s personnel file) for no less than three years.

Policy History
Revision DateAuthorDescription
TBDGeorgia Tech Human ResourcesUpdated to align with FMLA regulations, clarify leave usage and documentation requirements including Paid Parental Leave and serious health conditions, and streamline definitions by linking to USG
resources.
9/22/2021GTHR Payroll and Total RewardsUpdated definitions, clarified procedures, updated intermittent leave applicability.
10/2014GTHR Payroll and Total RewardsNew Policy